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HNNA · 10-Q filed May 6, 2026

HNNA earnings analysis

What we found in HNNA's 10-Q: the parts that mattered, the offsets in the same document, and what the company said about what comes next.

Our reading of the filing · Free to read, no account needed

Hennessy Advisors, Inc. reported a challenging quarter, with total revenue decreasing by 12.3% year-over-year to $8.1 million, while diluted EPS fell by 26.1% to $0.24. The company's net income also declined significantly, driven by decreases in average assets under management following net outflows from their funds.

What stood out

The parts that mattered.

Pulled out of the filing itself, with the figures the company reported.

Revenue Decline vs Prior Year
Total revenue decreased by 12.3% YoY from $9.3 million to $8.1 million.
Decreased EPS Impact
Diluted EPS fell 26.1% YoY from $0.33 to $0.24.
Controlled Operating Expenses
Operating expenses fell by 5.2% from $5.8 million to $5.5 million despite revenue decline.
Cash Holdings Strong
Cash and cash equivalents remained relatively stable at $73.0 million.
Less Redemption Pressure
Redemptions as a percentage of assets under management decreased from 5.5% to 2.6% MoM.
Increased Dividend Yield
Quarterly dividend maintained at $0.15 per share, yielding 6.0%.
What to watch

And the other side of it.

The offsets in the same document — the things a summary that only listed the good news would have left out.

Declining Assets Under Management
Total assets under management fell by 7.8% YoY, from $4.2 billion to $3.9 billion.
Geopolitical and Market Uncertainty
Increased geopolitical risks have negatively affected investor confidence and fund inflows.
Profitability Decline
Net income dropped by 29.1% from $5.4 million to $3.8 million, highlighting challenges in maintaining profitability.
The numbers

What they reported.

What the company itself reported, taken out of the document.

What survived to operating profit
Of every $100 of revenue Cost of sales $0 Operating expenses $68 Left as operating profit $32
Percentages of revenue, taken from the filing. Drawn this way because it holds whatever scale the company reports in.
Earnings per share
$0.24
Gross margin
100.0%
Operating margin
32.1%
Guidance

What they said about what is next.

No numeric guidance provided, outlook remains cautious due to market conditions.

How we read the filing overall

The filing reads worse than the one before it.

One reading of one document. It is not advice, and it is not a forecast.
Earlier filings

What came before.

10-Q · February 5, 2026
Hennessy Advisors reported quarterly revenue of $8.32 million and diluted EPS of $0.24 for the three months ended December 31, 2025. Revenue and margins declined vs. the prior year (revenue down $1.388 million YoY) and…
10-K · December 3, 2025
Hennessy Advisors positions itself as a boutique investment-manager that earns fees as a percentage of fund NAVs and pursues organic growth plus strategic purchases of management-related assets. The filing reports…
10-Q · August 6, 2025
Hennessy reported quarterly revenue of $8,054,000 (up $270,000 vs. the three months ended June 30, 2024) and net income of $2,121,000 (up $92,000 YoY) with diluted EPS of $0.26 (unchanged YoY). Operating income…
10-Q · May 7, 2025
Hennessy reported quarterly revenue of $9,276,000 and diluted EPS of $0.33 for the three months ended March 31, 2025, up from $6,940,000 and $0.20 in the prior-year quarter. Operating margin expanded to 37.2% (net…

This is our reading of a public filing, not the filing. Read the original on SEC.gov · Educational only. Nothing here is investment advice.

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