LPLA Exercise Disclosure
Gates Greg · SEC Form 4 · Filed Aug 21, 2026
Exercise
Calculated transaction value
$0
Gates Greg Group Managing Director
LPLA
Transaction date
Aug 20, 2026
Public filing date
Aug 21, 2026
Filing lag
Filed 1 day later
LPLA daily price context
Close on/before transaction
$354.02
Aug 20, 2026
Close before public filing
$354.02
Aug 20, 2026
Return since public filing
-5.15%
Through Sep 16, 2026
Source details
- Reported owner
- Not disclosed
- Source asset code
- Derivative
- Security
- Option to purchase Common Stock on Common Stock
- Quantity / price
- 7,189 shares @ $0
- SEC ownership
- Direct
- Transaction code
- M
- Form
- 4
- Filing identifier
- 0001628280-26-058423
Filing cohort
Transactions in this filing
Showing 3 of 3
Trades
3
Issuers
1
Estimated value
$2.02M
Buys / sales
0 / 1
| Issuer | Transaction | Traded | Value |
|---|---|---|---|
| Lpl Financial Holdings Inc. LPLA | Exercise | Aug 20, 2026 | $557.36K |
| Lpl Financial Holdings Inc. LPLA | Sale | Aug 20, 2026 | $1.46M |
| Lpl Financial Holdings Inc. LPLA Current | Exercise | Aug 20, 2026 | $0 |